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7 listing(s) available.

  • 17 May 2022

    SVP/VP, Business Unit Compliance - Regional Wholesale Bank - Central, Singapore

    Singapore

    Permanent Position
    A Regional Corporate/Investment Bank is currently looking for an experienced Compliance professional to support their Front Office units as a Compliance advisor in Singapore. Reporting to the Head of Corporate Banking business, you will perform 1st line of defence Regulatory and AML interventions, while you will provide management oversight over these businesses’ process/controls. In return, you can expect total remuneration of up to SGD 200,000 per annum.

    Job Description

    • Support stakeholders across various business units in Singapore through providing prompt and timely strategic advice from a regulatory perspective, in a concise manner
    • Keep up-to-date with the regulatory environment through the identification and interpretation of new regulatory change that impacts the business. Communicate and work with the business/business risk team to implement processes to meet new regulatory requirements
    • Lead and/or participate in initiatives to develop, implement and maintain the Compliance Program/risk assessments to facilitate and monitor adherence to regulatory requirements, corporate policies and the control environment
    • Support the design, development and implementation of projects/business initiatives through providing all necessary regulatory advice with a solution-based approach
    • Manage relationships with key stakeholders, including business lines, regional/global compliance. Collaborate with regional compliance teams on regional compliance matter
    • Engage with the business and support functions partners in an open fashion, challenge, guide and provide support in the overall maintaining of high standards of compliance culture and behavior
    • Identify and provide compliance training to business and support functions partners on a timely and regular manner.
    • Participate in Compliance Monitoring testing/reviews, new product approval reviews, outsourcing arrangements review, policies review
    • Undertake internal reporting, such as local management reporting as well as upstream regional reporting
    • Participate in local, regional or global projects or initiatives

    Expires on 17 Jul 2022

    Posted By

    Ng Se Wei 黄士维 (Reg No: R1110161)

    Tel: (65) 6730 7874

    sewei@pplesearch.com

    Requirements

    • Degree with minimum 10-15 years’ relevant experience Corporate/Investment Banking Compliance
      Good knowledge of Treasury products
    • Good analytical and communication skills
    • Well versed in MAS regulations, notices and guidelines

    Interested candidates may kindly send in your CV to sewei@peoplesearch.jobs (Ng Se Wei, Reg No: R1110161)

    All information will be kept strictly confidential.

    We regret to inform you that only successful applicants will be contacted.

    PeopleSearch Pte Ltd
    EA License No: 16S805

  • 09 May 2022

    Regulatory and Sales Compliance – Manager (Contract till 31 December 2022)

    Singapore

    Contract Position
    One of the top life insurance company in Singapore is looking to hire an experienced Regulatory and Sales Compliance Manager. You will be reporting to the Head of Compliance and support the team in designing and implementing Risk and Compliance policies and frameworks in support of key strategic projects and initiatives.

    Job Description

    • In managing key strategic projects and initiatives, the compliance lead serves as the central point of contact.
    • Support of strategic projects and initiatives, design and develop risk and compliance frameworks and policies.
    • Work with relevant business units to address regulatory requirements and put in place appropriate risk mitigation measures.
    • Develop new regulatory, sales compliance, and financial crime processes, as well as review existing ones.
    • Report to relevant governance forums on a regular and/or ad hoc basis.
    • As directed by the Head of Compliance/Chief Risk Officer, complete ad-hoc tasks, projects, or reviews.
    Expires on 09 Jun 2022

    Posted By

    Glenn Wong (Reg No: R1106685)

    Tel: +65 6738 6228

    glennwong@peoplesearch.jobs

    Requirements

    • Degree holder in any discipline
    • At least 6 years of working experience in risk and/or compliance roles
    • Worked in a regulated financial institution and is well-versed in regulatory issues and risk management
    • Excellent communicator with the ability to translate regulatory requirements into business requirements
    • Adaptable to fast-paced and changing situations, nimble and changeable
    • Organised and meticulous
    • Stakeholder management, enjoys working with people of all levels of authority
    • Project management experience
    • Contract Position till 31 December 2022

    Office Location: Singapore, Central

    Interested candidates kindly forward your CV to glennwong@peoplesearch.jobs (Glenn Wong, Reg No:R1106685) or sgfinacc@peoplesearch.jobs (Marilyn Koh Hui Ling, Reg No:R21102316). You may email this great opportunity to someone who would be a great fit for this role.

    All information will be kept strictly confidential. We regret to inform that only successful applicants will be contacted.

    PeopleSearch Pte Ltd
    EA License No: 16S8057

  • 05 May 2022

    Senior Manager, Sanctions Compliance - AML

    Hong Kong SAR

    Permanent Position
    Our client is a leading full licensed bank. They are currently looking for a high calibre Senior Sanctions Compliance Manager - AML to join their team in Hong Kong

    Job Description

    JOB HIGHLIGHTS

    • Excellent career exposure
    • Friendly and dynamic work environment

    RESPONSIBILITIES

    • Implement and review policies and procedures (P&P) related to sanctions compliance, customer screening and transaction screening
    • Monitor and validate the screening system to ensure its effectiveness and efficiency
    • Conduct regular calibration (e.g. fuzziness and false positive rules) and enhancement on screening system
    • Prepare screening related data/statistics for management reporting
    • Provide daily advisory support to staffs related to sanctions compliance and screening
    • Provide training to staffs related to sanctions compliance and screening
    • Handle regulatory inspections on sanctions screening related matters
    • Explore and implement new technology to enhance the Bank’s capability on sanctions screening
    • Take part in screening and other AML&CFT related ad-hoc projects
    Expires on 31 Dec 2022

    Posted By

    Cay Li

    Tel: 6377 1286

    cayli@peoplesearch.jobs

    Requirements

    REQUIREMENTS

    • Minimum 7 years’ experience on AML & CFT
    • Experience on screening system maintenance / tuning is a must
    • Professional qualifications such as CAMLP/CAMS and CGSS
    • Sound and all-round knowledge with respective to various aspects in AML&CFT
    • Strong understanding of regulatory obligations and industry guidance pertaining to AML&CFT
    • Strong mindset in driving improvements through technological and innovative methods
    • Knowledge in (i) advanced data analytics and (ii) regulation-technology (“RegTech”) will be an advantage
    • Strong in written and verbal communication skills
    • Proven ability to manage conflicting priorities against tight deadlines
    • Ability to work under pressure and apply logical thinking to problem solving
    • Team player with the ability to liaise and communicate effectively across the organisation

    Interested applicants please contact me at 6377 1286 or send your resume to Cay Li: cayli@peoplesearch.jobs

    ** For more job opportunities, please visit our website: www.pplesearch.com**

  • 04 May 2022

    Senior Manager, Central Compliance

    Hong Kong SAR

    Permanent Position
    Our client is a leading full licensed bank. They are currently looking for a high calibre Senior Central Compliance Manager to join their team in Hong Kong

    Job Description

    JOB HIGHLIGHTS

    • Excellent career exposure
    • Friendly and dynamic work environment

    RESPONSIBILITIES

    • Lead the central compliance function for handling bank-wide regulatory matters, including but not limited to regular submissions, licensing matters, regulatory examinations/external audits
    • Design and implement the bank-wide compliance program and conduct the reviews as planned to enable early identification of compliance risks
    • Work with key stakeholders to ensure awareness and identification of potential impacts of regulatory changes to the existing operating model of the bank
    • Handle ad-hoc projects assigned by the Head of Compliance from time to time
    • Provide regular communications and training to staff to build compliance awareness
    • Provide compliance advice on reportable incidents or complaint cases
    Expires on 31 Dec 2022

    Posted By

    Cay Li

    Tel: 6377 1286

    cayli@peoplesearch.jobs

    Requirements

    REQUIREMENTS

    • Degree or above in Law, Business Administration or related disciplines
    • At least 10 years of experience in compliance / risk management / general audit role of a banking or financial institution or regulatory bodies, including at least 3 years of management experience
    • Have experience in interacting with regulatory bodies (e.g. HKMA, SFC, IA)
    • Ability to demonstrate a broad technical knowledge and expertise covering the code of conduct matters, corporate governance matters and regulatory risk and regulatory change matters
    • Excellent written and verbal communication skills in English, Cantonese and Mandarin
    • Detail-oriented, analytical and has the ability to identify potential issues and solutions

    Interested applicants please contact me at 6377 1286 or send your resume to Cay Li: cayli@peoplesearch.jobs

    ** For more job opportunities, please visit our website: www.pplesearch.com**

  • 04 May 2022

    Senior Manager, Regulatory Compliance (Business Advisory)

    Hong Kong SAR

    Permanent Position
    Our client is a leading full licensed bank. They are currently looking for a high calibre Senior Regulatory Compliance Manager to join their team in Hong Kong

    Job Description

    JOB HIGHLIGHTS

    • Excellent career exposure
    • Friendly and dynamic work environment

    RESPONSIBILITIES

    • Provide compliance advisory primarily to the retail banking business, including insurance and investment products
    • Work with key stakeholders to ensure awareness and identification of potential impacts of regulatory changes to the existing operating model of the bank and timely implementation to ensure compliance
    • Understand business needs and assist the business in developing products and services which align with applicable regulatory requirements and industry standards
    • Review internal policies and procedures to ensure compliance with regulatory requirements
    • Assist in liaising with regulators on compliance matters and regulatory enquiries/examination
    • Handle ad-hoc projects assigned by the Head of Compliance from time to time
    Expires on 31 Dec 2022

    Posted By

    Cay Li

    Tel: 6377 1286

    cayli@peoplesearch.jobs

    Requirements

    REQUIREMENTS

    • Degree or above in Law, Business Administration or related disciplines
    • At least 8-10 years of experience in compliance role of a banking or financial institution
    • Familiar with investment/insurance products and other general banking products/services for retail banking in HK
    • Experience in advising digital banking is highly desirable
    • Experience in interacting with regulatory bodies (e.g. HKMA, IA, SFC);
    • Excellent written and verbal communication skills in English, Cantonese and Mandarin
    • Detail-oriented, analytical and has the ability to identify potential issues and solutions
    • Passionate to work in a dynamic environment
    • Less experienced candidates will be considered for Manager level

    Interested applicants please contact me at 6377 1286 or send your resume to Cay Li: cayli@peoplesearch.jobs

    ** For more job opportunities, please visit our website: www.pplesearch.com**

  • 18 Apr 2022

    AML/CFT Specialist/Manager - Futures Brokerage Start-up - Central, Singapore

    Singapore

    Permanent Position
    A top Asian Futures and Securities Firm is seeking a seasoned AML professional to take up an active and important role of the setting up of the organization's Compliance office in Singapore. This is a unique opportunity, where you will assist in the design, implementation and management of the AML framework of the local office and operations. In return for contributions in this highly important and visible role, you will enjoy a remuneration package of up to S$100,000 per annum.

    Job Description

    • Provide advice to internal stakeholders on regulatory requirements, policies, procedures, and areas of AML/ CFT; 
    • Develop, maintain, review and implement policies, procedures, templates, manuals on AML/ CFT controls framework, enhance relevant policies and procedures as well as proper controls to ensure that the company’s business activities are in compliance with the latest regulatory requirements;
    • Design and execute regular reports to Senior Management and/or Board of Directors, measuring success and performance of AML Compliance initiatives, program, operations, critical metrics, and KRIs.
    • Assist with timely investigations and reviews for enhanced due diligence, transactions and sanctions related cases
    • Assist/ Manage all regulatory, audits, independent reviews engagements relating to AML/CFT
    • Assist/ Manage all financial crimes ad sanctions-related incidents, escalations and exceptions

    Expires on 18 Jun 2022

    Posted By

    Ng Se Wei 黄士维 (Reg No: R1110161)

    Tel: (65) 6730 7874

    sewei@pplesearch.com

    Requirements

    • Bachelor’s degree in Business/Finance or equivalent, Professional qualifications such as ACAMS or relevant certification is an advantage;
    • 5-10 years’ experience in undertaking AML / KYC reviews within a financial institution, Futures and Options is an add on advantage; 
    • Practical knowledge in AML, regulatory compliance and controls within the financial industry;
    • Experience in MAS AML compliance regulations in capital markets activities (in particular, futures and options brokerage activities) is preferred.

    Interested candidates may kindly send in your CV to sewei@peoplesearch.job(Ng Se Wei, Reg No: R1110161)

    All information will be kept strictly confidential. We regret to inform you that only successful applicants will be contacted.

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