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• 16 Apr 2025

  Compliance Advisor (1 Year Contract) – Brokerage Firm

  Singapore

  Contract Position

  Our client, a well-established brokerage firm is looking for Compliance Advisor (1 Year Contract) to join their Compliance Team
  Job Description

  • Support the Compliance team in ensuring the company’s activities comply with relevant regulatory requirements (e.g. MAS, SGX rules & regulations).
  • Assist in reviewing and updating compliance policies, procedures, and internal controls.
  • Conduct checks and monitoring on KYC / AML documentation and processes.
  • Support regulatory reporting, licensing requirements, and submissions to regulators.
  • Assist with compliance reviews, audits, and internal investigations.
  • Provide compliance advisory to internal stakeholders on business activities.

  Expires on 16 Jun 2025

  Posted By

  Ethel Tan Seok Khoon (R2096281)

  Tel: +65 6738 6228

  ethelsk.tan@peoplesearch.jobs

  apply now

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  Requirements

  • Degree in Business, Finance, Law or related discipline.
  • 3 years of compliance experience in a brokerage, financial institution or relevant regulatory field preferred.
  • Good knowledge of MAS regulatory requirements, AML/CFT guidelines, and SGX trading rules is an advantage.
  • 1 Year Contract Position * Potential to convert to permanent role based on performance*

  Office Location: Central

  Interested candidates kindly forward your CV to ethelsk.tan@peoplesearch.jobs (Ethel Tan Seok Khoon, Reg No: R2096281). Feel free to forward this great opportunity to someone who would be a great fit for this role.

  All information will be kept strictly confidential. We regret to inform that only successful applicants will be contacted.

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