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3 listing(s) available.

  • 27 Apr 2022

    Assistant Vice President, Regulatory Compliance, Wholesale Banking

    Hong Kong SAR

    Permanent Position
    Our client, a well-established regional corporate bank is currently hiring an assistant vice president, regulatory compliance under their wholesale banking compliance department.

    Job Description

    Job Responsibilities

    • Maintain proactive engagement with business, group audit and regulators, and develop, amend and maintain policies and procedures to respond to latest statutory and regulatory requirement requirements.
    • Assist in management reporting to help senior management in spotting key compliance trends and risks to ensure compliance controls for high risks areas are properly addressed.
    • Provide compliance advisory support to assist business units in ensuring existing and new business initiatives to comply with applicable requirement.
    • Help promote and enforce compliance culture within the bank by preparing compliance training materials to staff members.
    • Conduct compliance review to ensure that compliance controls in process and procedures are properly carried out and figured out areas of improvements.
    • Keep abreast of the latest development of local and international regulatory requirements and news related to the business and distribute information to business.
    • Support with ad-hoc projects.
    Expires on 31 Dec 2022

    Posted By

    Raymond Lam

    Tel: (852) 2521-5118 ext.810

    raymondmw.lam@peoplesearch.jobs

    Requirements

    Job Requirements

    • Degree holder in Business-related disciplines such as Accounting, Business Administration, Finance or Law-related discipline
    • Minimum 3 years' experience in wholesale, commercial and corporate banking industry with hands-on regulatory and general compliance
    • Preferably with professional qualification in banking or accounting
    • Practical knowledge of regulatory and general requirements relevant to banking industry
    • Good command of both written and spoken English and Chinese (Cantonese and Mandarin)
    • Good PC knowledge
    • Good analytical and problem solving skills
    • Good Interpersonal skills

    Interested applicants please send your full resume (in Word format) together with present and expected salary to Raymond Lam

    Tel: (852) 2521-5118 ext.810

    Email: raymondmw.lam@peoplesearch.jobs

  • 28 Mar 2022

    Vice President, Margin Business - Finance

    Hong Kong SAR

    Permanent Position
    Our client is a well-known investment management firm in Hong Kong. They are currently looking for a high calibre Vice President, Margin Business to join their Finance team

    Job Description

    JOB HIGHLIGHTS:

    • Excellent exposure
    • Friendly and stable work environment
    • Convenient work location: Central

    RESPONSIBILITIES

    • Develop and Formulate strategies and drive sales achievement for Margin Business
    • Develop monthly, quarterly and yearly sales budget plan, and be responsible for achieving planned sales targets
    • Implement strategies to attract and retain new client in order to expand client base and market share
    • Conduct market research / analysis and collect up-to-date market intelligence that will benefit the growth of brokerage business
    Expires on 31 Dec 2022

    Posted By

    cay

    Tel: 6377 1286

    cayli@peoplesearch.jobs

    Requirements

    REQUIREMENTS

    • Degree holder in finance or related disciplines
    • Minimum 5 years’ relevant business development experience in retail brokerage industry with proven sales track record
    • Possess all necessary SFC licenses for carrying out brokerage and other regulated activities
    • Highly familiar with external rules and regulations governing brokerage business
    • Strong leadership, management and coordination skills
    • Strong command of written and spoken Chinese language skills including Putonghua

    Interested applicants please contact me at 6377 1286 or send your resume to Cay Li: cayli@peoplesearch.jobs

    ** For more job opportunities, please visit our website: www.pplesearch.com**

  • 24 Feb 2022

    Finance Manager

    Hong Kong SAR

    Permanent Position
    Our client is a leading full licensed bank. They are currently looking for a high calibre Finance Manager to join their finance team

    Job Description

    JOB HIGHLIGHTS

    • Excellent exposure
    • Friendly and dynamic work environment
    • Convenient work location

    RESPONSIBILITIES

    • Responsible for the accurate production of month end financial number and data integrity of the financial ledger, including accrual of expense, depreciation of fixed asset, expense and procurement policies
    • Responsible for the timely maintenance of the ledger and respective systems, including raise and test Hi-sun/SAP system enhancement to ensure correct accounting flow in the financial general ledger system
    • Provide accounting input on the new product and system implementation
    • Perform other financial governance control related activities, including but not limited to risk assessment, BCP
    • Involve in the routine review and finetune of various financial governance and accounting policies
    • Assist financial controller in providing info for auditor or other authority submission, eg. Tax filing submission
    Expires on 31 Dec 2022

    Posted By

    Cay Li

    Tel: 6377 1286

    cayli@peoplesearch.jobs

    Requirements

    REQUIREMENTS

    • Bachelor’s degree in accounting or Finance
    • Member of Accounting Professional Bodies
    • At least have 8 years or more experience, of which contains 3 to 5 years of banking industry covering Finance function
    • Have knowledge on financial, in particular on month end closing and technical accounting
    • Good sense of financial governance concept
    • Strong interpersonal communication skill with all level of people
    • Ability to work under pressure, plan personal workload effectively
    • Immediate availability is highly preferred

    Interested applicants please contact me at 6377 1286 or send your resume to Cay Li: cayli@peoplesearch.jobs

    ** For more job opportunities, please visit our website: www.pplesearch.com**

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