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2 listing(s) available.

  • 13 Dec 2021

    AVP/VP, Operations Manager (Futures) - Regional Securities Firm (Start-up) - Central, Singapore

    Singapore

    Permanent Position
    With their strong balance sheet, a leading Future brokerage firm is hiring an experienced Operations Manager to setup their office in Singapore. This is a highly visible role, and a unique to support a budding brand name in the region in their start-up, where you will get ample opportunity to create and influence operational policies from day 1. As a Futures Operations Specialist, you and your team will oversee the daily operation of our SGX Clearing Membership and reconciliations for the global exchanges that the company clear. In return, you will enjoy remuneration package of up to $150,000 per annum.

    Job Description

    • Take charge of customer related transactions such as KYC and opening/closing of accounts
    • Conduct reconciliation and risk monitoring for accounts, and bill invoices to customers and clients
    • Oversee Futures processes and transactions
    • Take charge of customer’s enquiry on any issues or discrepancies related to trade, futures or business operations
    • Come up with financial reports on the company's accounts and transactions whenever needed
    • Ad-hoc tasks and projects that may need your contribution
    Expires on 13 Feb 2022

    Posted By

    Ng Se Wei 黄士维 (Reg No: R1110161)

    Tel: (65) 6730 7874

    sewei@pplesearch.com

    Requirements

    • Bachelor’s degree in Finance, Mathematics, Economics or a related discipline would be prefered
    • Proficiency in the Chinese Language is required to interact with Chinese speaking clients and stakeholders
    • Effective Team player and ability to work in a fast paced environment
    • Knowledge and experience in futures contracts and deals and relevant products
    • Knowledge of Rules, Regulations and Policies related to Futures and Securities in Singapore and the region
    • Proficiency in trading softwares and programming languages will be advantageous (e.g SQL,VBA, python) 

    Interested candidates may kindly send in your CV to sgfsg@peoplesearch.jobs (Rajbir Singh, Reg No: R21103401) Or sewei@peoplesearch.jobs (Ng Se Wei, Reg No: R1110161)

    All information will be kept strictly confidential. We regret to inform you that only successful applicants will be contacted.

  • 01 Dec 2021

    Head of Compliance

    Singapore

    Permanent Position
    A CMS Licensed Trading and Brokerage firm is seeking a Head of Compliance to take up a critical role of handling the overall Compliance Department and related aspects in the business, whilst providing support for relations with key stakeholders.

    Job Description

    This role presents itself as a unique opportunity for you to take charge of an essential department in the organisation. You will ensure all business plans, transactions and dealings are done within the relevant regulations. In this highly visible role, you will not only work with, but also manage and advise subordinates across various departments in any area pertaining to regulatory compliance. In return for your esteemed contributions, you will enjoy an attractive remuneration package of up to SGD$200 000 per annum

    Responsibilities

    • Take charge of all compliance matters across business operations with relevant legislations and regulations
    • Provide advice on compliance implications on business decisions for on-going issues, in project decisions and business plans
    • Interpret and analyse regulatory updates, and be knowledgeable about changes
    • Liaise and coordinate with MAS on all submissions and reporting requirements
    • Develop and establish a proactive, integrated compliance approach and spearhead a compliant culture within the enterprise
    • Give advice and conduct training/meetings internally for Compliance department
    • Undertake additional functions and duties as and when required
    Expires on 01 Feb 2022

    Posted By

    PSSFSG (Interested candidates, do kindly send in your CV to sgfsg@peoplesearch.jobs (Rajbir Singh, Reg No: R21103401) All personal information will be kept strictly confidential. We regret to inform you that only successful applicants will be contacted.)

    Tel: (65) 6730 7874

    sgfsg@peoplesearch.jobs

    Requirements

    Requirements

    • University degree preferably in Accounting, Business Administration, Finance, Law or a related discipline
    • 8-10 years of experience in Compliance or Regulatory functions at a large financial institution, preferably in a CMS licenced Retail Brokerage or Financial Asset Management company
    • Sound knowledge of MAS requirements and relevant Acts associated with Compliance (e.g Banking Act, SFA, FAA etc)
    • Knowledge of rules and regulations in the APAC region is advantageous
    • Good knowledge of industry-best Compliance and Regulatory practice, together with relevant fund management, dealing and distribution practices and procedures

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